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Legal & General Investment Management LGIM has appointed Teresa Poy as Chief Compliance Officer. She will report to Paul Sweeney, Head of Legal and Regulatory Affairs. Teresa joins LGIM from TT International where she was previously Head of Compliance for Europe and North America. At TT International, she was responsible for the UK-based compliance team, which provided generalist compliance support to TT International’s global business in London, Hong Kong and New York. Prior to this she was a Senior Director at Barclays Global Investors, where she was Deputy Head of Compliance for EMEA and directly managed the teams responsible for supporting the institutional and ETF sales and marketing functions, regulatory policy, anti-money laundering and the monitoring team.
Teresa has previously held senior roles at UK regulators including the FSA, SFA and the London Stock Exchange in the Traded Options market, policy, operations and monitoring divisions. She has over 25 years’ experience in UK regulation and compliance and has wide regulatory knowledge of FSA, SEC, CFTC and other global jurisdictions. Teresa holds a BA in Criminology from Victoria University, Wellington, New Zealand. |
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